Home > Insider Trading > Filing (0001209191-18-027145)

Filing Details

Accession Number:: 0001209191-18-027145
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-01 16:59:59
Reporting Period:: 2017-07-03

Accepted Time:: 2018-05-01 16:59:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006045	Iridex Corp	IRIX	Electromedical & Electrotherapeutic Apparatus (3845)	770210467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1601391	Acuta Capital Fund, Lp	1301 Shoreway Road Suite 350 Belmont CA 94002		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-07-03	2,756	$9.75	1,159,767	No	4	P	Direct
Common Stock	Acquisiton	2017-07-05	3,183	$9.53	1,162,950	No	4	P	Direct
Common Stock	Acquisiton	2017-07-06	17,600	$9.53	1,180,550	No	4	P	Direct
Common Stock	Acquisiton	2017-07-07	8,217	$9.62	1,188,767	No	4	P	Direct
Common Stock	Acquisiton	2017-07-10	6,933	$9.61	1,195,700	No	4	P	Direct
Common Stock	Acquisiton	2017-07-11	15,545	$9.53	1,211,245	No	4	P	Direct
Common Stock	Acquisiton	2017-07-12	9,742	$9.36	1,220,987	No	4	P	Direct
Common Stock	Acquisiton	2017-07-13	5,017	$9.31	1,226,004	No	4	P	Direct
Common Stock	Acquisiton	2017-07-14	3,071	$9.43	1,229,075	No	4	P	Direct
Common Stock	Acquisiton	2017-07-17	2,017	$9.39	1,231,092	No	4	P	Direct
Common Stock	Acquisiton	2017-07-18	3,695	$9.39	1,234,787	No	4	P	Direct
Common Stock	Acquisiton	2017-07-19	4,141	$9.42	1,238,928	No	4	P	Direct
Common Stock	Acquisiton	2017-07-20	3,115	$9.56	1,242,043	No	4	P	Direct
Common Stock	Acquisiton	2017-07-21	7,020	$9.54	1,249,063	No	4	P	Direct
Common Stock	Acquisiton	2017-07-24	2,895	$9.57	1,251,958	No	4	P	Direct
Common Stock	Acquisiton	2017-07-25	670	$9.62	1,252,628	No	4	P	Direct
Common Stock	Acquisiton	2017-07-26	4,415	$9.62	1,257,043	No	4	P	Direct
Common Stock	Acquisiton	2017-07-27	7,442	$9.47	1,264,485	No	4	P	Direct
Common Stock	Acquisiton	2017-07-28	8,633	$9.50	1,273,118	No	4	P	Direct
Common Stock	Acquisiton	2017-07-31	5,137	$9.45	1,278,255	No	4	P	Direct
Common Stock	Acquisiton	2017-08-01	8,055	$9.14	1,286,310	No	4	P	Direct
Common Stock	Acquisiton	2017-08-02	4,685	$8.76	1,290,995	No	4	P	Direct
Common Stock	Acquisiton	2017-08-03	2,040	$8.67	1,293,035	No	4	P	Direct
Common Stock	Acquisiton	2017-08-04	16,402	$8.18	1,309,437	No	4	P	Direct
Common Stock	Acquisiton	2017-08-07	600	$8.23	1,310,037	No	4	P	Direct
Common Stock	Acquisiton	2017-08-08	13,185	$8.18	1,323,222	No	4	P	Direct
Common Stock	Acquisiton	2017-08-09	9,730	$8.60	1,332,952	No	4	P	Direct
Common Stock	Acquisiton	2017-08-10	2,852	$8.46	1,335,804	No	4	P	Direct
Common Stock	Acquisiton	2017-08-11	5,365	$8.48	1,341,169	No	4	P	Direct
Common Stock	Acquisiton	2017-08-15	555	$8.55	1,341,724	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The shares were purchased in multiple transactions at prices ranging from $9.68 to $9.96 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.43 to $9.59 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.23 to $9.85 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.55 to $9.73 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.345 to $9.65 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.19 to $9.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.13 to $9.48 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.35 to $9.47 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.42 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.29 to $9.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.25 to $9.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.41 to $9.66 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.45 to $9.62 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.59 to $9.64 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.52 to $9.70 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.38 to $9.69 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.34 to $9.53 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $9.06 to $9.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.69 to $8.83 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.60 to $8.78 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $7.84 to $8.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.21 to $8.25 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.10 to $8.37 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.50 to $8.66 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.38 to $8.61 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.44 to $8.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were purchased in multiple transactions at prices ranging from $8.52 to $8.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.