Filing Details
- Accession Number:
- 0001213900-18-005210
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-04-30 17:15:13
- Reporting Period:
- 2018-04-26
- Accepted Time:
- 2018-04-30 17:15:13
- Original Submission Date:
- 2018-04-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481717 | S. Stephen Burns | C/O Workhorse Group Inc., 100 Commerce Drive Loveland OH 45140 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2018-04-26 | 36,765 | $2.72 | 804,102 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 50,000 | Indirect | Deborah Sue Burns |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Stock Options | $5.28 | 2017-06-30 | 2027-05-19 | 62,500 | 62,500 | Direct |
Common Stock, Par Value $0.001 | Stock Options | $7.21 | 2016-08-16 | 2021-08-16 | 35,000 | 35,000 | Direct |
Common Stock, Par Value $0.001 | Stock Options | $7.21 | 2016-08-16 | 2021-08-16 | 10,000 | 10,000 | Direct |
Common Stock, Par Value $0.001 | Stock Options | $4.99 | 2016-02-03 | 2021-02-03 | 40,000 | 40,000 | Direct |
Common Stock | Stock Options | $1.75 | 2015-08-03 | 2020-08-03 | 50,000 | 50,000 | Direct |
Common Stock | Stock Options | $1.40 | 2014-12-19 | 2019-12-18 | 50,000 | 50,000 | Direct |
Common Stock | Stock Options | $0.10 | 2014-07-01 | 2019-06-30 | 281,439 | 281,440 | Direct |
Common Stock | Stock Options | $6.00 | 2011-05-25 | 2018-05-25 | 50,000 | 50,000 | Direct |
Common Stock | Stock Options | $1.10 | 2010-12-04 | 2018-12-04 | 30,000 | 30,000 | Direct |
Common Stock | Stock Options | $7.20 | 2010-12-08 | 2020-12-08 | 30,000 | 30,000 | Direct |
Common Stock, Par Value $0.001 | Stock Options | $4.00 | 2010-05-12 | 2020-05-12 | 60,000 | 60,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-05-19 | 62,500 | 62,500 | Direct |
2021-08-16 | 35,000 | 35,000 | Direct |
2021-08-16 | 10,000 | 10,000 | Direct |
2021-02-03 | 40,000 | 40,000 | Direct |
2020-08-03 | 50,000 | 50,000 | Direct |
2019-12-18 | 50,000 | 50,000 | Direct |
2019-06-30 | 281,439 | 281,440 | Direct |
2018-05-25 | 50,000 | 50,000 | Direct |
2018-12-04 | 30,000 | 30,000 | Direct |
2020-12-08 | 30,000 | 30,000 | Direct |
2020-05-12 | 60,000 | 60,000 | Direct |
Footnotes
- 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
- 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
- 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
- 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.
- Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017.