Home > Insider Trading > Filing (0001271163-18-000026)

Filing Details

Accession Number:: 0001271163-18-000026
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-04-30 16:53:07
Reporting Period:: 2018-04-26

Accepted Time:: 2018-04-30 16:53:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1378701	Gdl Fund	GDL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, Par Value $0.001	Acquisiton	2018-04-26	5,009	$9.38	369,717	No	4	P	Direct
Common Shares, Par Value $0.001	Acquisiton	2018-04-27	3,135	$9.36	372,852	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares, Par Value $0.001	717,703	Indirect	Associated Capital Group, Inc.
Common Shares, Par Value $0.001	7,174	Indirect	Gabelli & Company Investment Advisers, Inc.
Common Shares, Par Value $0.001	200,844	Indirect	GGCP, Inc.
Common Shares, Par Value $0.001	816,755	Indirect	G.research, Inc.
Common Shares, Par Value $0.001	53,102	Indirect	MJG IV Limited Partnership
Common Shares, Par Value $0.001	38,961	Indirect	GPJ Retirement Partners

Footnotes

Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (1934 Act), which as a part of its business regularly purchases and sells securities for its own account.
The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.