Filing Details

Accession Number:
0001179110-18-005952
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-30 17:08:12
Reporting Period:
2018-04-26
Accepted Time:
2018-04-30 17:08:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908315 Winmark Corp WINA Retail-Miscellaneous Retail (5900) 411622691
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273800 Steven Murphy 605 Hwy 169 N
Suite 400
Minneapolis MN 55441
President Of Franchising No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-26 1,375 $37.76 1,375 No 4 M Direct
Common Stock Disposition 2018-04-26 100 $135.10 1,275 No 4 S Direct
Common Stock Disposition 2018-04-26 1,275 $133.52 0 No 4 S Direct
Common Stock Acquisiton 2018-04-30 10 $37.76 10 No 4 M Direct
Common Stock Disposition 2018-04-30 10 $132.35 0 No 4 S Direct
Common Stock Acquisiton 2018-04-30 250 $51.17 250 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-04-26 1,385 $37.76 1,385 $37.76
Common Stock Employee Stock Option (right to buy) Disposition 2018-04-30 250 $51.17 250 $51.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,746 2012-06-01 2021-06-01 No 4 M Direct
8,606 2013-06-01 2022-06-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 95,952 Indirect By Trust
Common Stock 350 Indirect By Son 2
Common Stock 350 Indirect By Son 1
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $53.34 2012-12-08 2021-12-08 9,013 9,013 Direct
Common Stock Employee Stock Option (right to buy) $55.72 2013-12-13 2022-12-13 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $59.77 2014-06-01 2023-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $82.72 2014-12-16 2023-12-16 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $66.29 2015-06-01 2024-06-01 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $80.32 2015-12-15 2024-12-15 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $91.93 2016-06-01 2025-06-01 6,800 6,800 Direct
Common Stock Employee Stock Option (right to buy) $90.99 2016-12-14 2025-12-14 6,800 6,800 Direct
Common Stock Employee Stock Option $98.25 2017-06-01 2026-06-01 5,000 5,000 Direct
Common Stock Employee Stock Option (right to buy) $125.50 2017-12-12 2026-12-12 5,000 5,000 Direct
Common Stock Employee Stock Option (right to buy) $122.50 2018-06-01 2027-06-01 5,000 5,000 Direct
Common Stock Employee Stock Option (right to buy) $134.25 2018-12-11 2027-12-11 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-08 9,013 9,013 Direct
2022-12-13 9,250 9,250 Direct
2023-06-01 9,250 9,250 Direct
2023-12-16 9,250 9,250 Direct
2024-06-01 8,500 8,500 Direct
2024-12-15 8,500 8,500 Direct
2025-06-01 6,800 6,800 Direct
2025-12-14 6,800 6,800 Direct
2026-06-01 5,000 5,000 Direct
2026-12-12 5,000 5,000 Direct
2027-06-01 5,000 5,000 Direct
2027-12-11 5,000 5,000 Direct
Footnotes
  1. 25% per year for 4 years
  2. 100 shares sold at an average price of $135.10 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  3. 1,275 shares sold at an average price of $133.52, with a range of $133.35 to $134.20, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  4. 10 shares sold at a price of $132.35 to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
  5. 1,375 option shares exercised 4/26/2018 and 10 option shares exercised 4/30/2018 as indicated in Table 1.