Filing Details
- Accession Number:
- 0001254402-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-30 15:37:28
- Reporting Period:
- 2018-04-26
- Accepted Time:
- 2018-04-30 15:37:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254402 | A James Simms | 25 Frontage Road Andover MA 01810 | Cfo And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-26 | 20,257 | $11.42 | 65,962 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-26 | 20,257 | $36.72 | 45,705 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-26 | 3,728 | $8.05 | 49,433 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-26 | 3,728 | $36.72 | 45,705 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-26 | 5,000 | $5.35 | 50,705 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-26 | 5,000 | $36.72 | 45,705 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2018-04-26 | 20,257 | $0.00 | 20,257 | $11.42 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-04-26 | 3,728 | $0.00 | 3,728 | $8.05 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-04-26 | 5,000 | $0.00 | 5,000 | $5.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 98,198 | 2024-10-23 | No | 4 | M | Direct | |
| 94,470 | 2024-06-20 | No | 4 | M | Direct | |
| 89,470 | 2023-05-14 | No | 4 | M | Direct |
Footnotes
- Includes 705 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2018.
- Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- Granted on 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Billionaire Hedge Funds
