Filing Details
- Accession Number:
- 0001071739-18-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-27 20:12:05
- Reporting Period:
- 2018-02-28
- Accepted Time:
- 2018-04-27 20:12:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071739 | Centene Corp | CNC | Hospital & Medical Service Plans (6324) | 041406317 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186257 | F Michael Neidorff | 7700 Forysth Boulevard St. Louis MO 63105 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-02-28 | 25 | $0.00 | 3,895,571 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2018-03-05 | 20,000 | $0.00 | 3,875,571 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2018-04-26 | 250,000 | $108.20 | 3,625,571 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 147,515 | Indirect | By GRAT |
| Common Stock | 3,600 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 2011-02-11 | 2011-02-11 | 101,138 | 101,138 | Direct |
| Common Stock | Common Stock Option (right to buy) | $57.02 | 2019-12-14 | 2026-12-14 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-02-11 | 101,138 | 101,138 | Direct |
| 2026-12-14 | 20,000 | 20,000 | Direct |
Footnotes
- Ownership includes previous awards of 555,000 restricted stock units subject to vesting requirements.
- This sale is pursuant to a diversification and in accordance with a 10b5-1 Trading Plan that was established on March 7, 2018. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.
- Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.
- Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
- The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.
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