Filing Details
- Accession Number:
- 0001209191-18-026312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-26 18:39:08
- Reporting Period:
- 2018-04-24
- Accepted Time:
- 2018-04-26 18:39:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193918 | Md C Rajesh Shrotriya | 11500 S. Eastern Ave. Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2018-04-24 | 30,000 | $18.11 | 1,029,977 | No | 4 | S | Indirect | By CS Family Trust |
| Common Stock, $0.001 Par Value | Disposition | 2018-04-25 | 30,000 | $17.26 | 999,977 | No | 4 | S | Indirect | By CS Family Trust |
| Common Stock, $0.001 Par Value | Disposition | 2018-04-26 | 30,000 | $17.26 | 969,977 | No | 4 | S | Indirect | By CS Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By CS Family Trust |
| No | 4 | S | Indirect | By CS Family Trust |
| No | 4 | S | Indirect | By CS Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 1,787,542 | Indirect | By Shrotriya Gift Trust |
| Common Stock, $0.001 Par Value | 1,243,284 | Indirect | By RS Irrevocable Trust |
| Common Stock, $0.001 Par Value | 28,907 | Indirect | By 401(k) Plan |
| Common Stock, $0.001 Par Value | 9,523 | Indirect | By Spouse |
| Common Stock, $0.001 Par Value | 67,144 | Indirect | By Shrotriya Family Foundation |
| Common Stock, $0.001 Par Value | 200,652 | Direct |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.93 to $18.40, inclusive. The reporting person undertakes to provide to Spectrum Pharmaceuticals, Inc., any security holder of Spectrum Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.42, inclusive. The reporting person undertakes to provide to Spectrum Pharmaceuticals, Inc., any security holder of Spectrum Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.33, inclusive. The reporting person undertakes to provide to Spectrum Pharmaceuticals, Inc., any security holder of Spectrum Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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