Filing Details
- Accession Number:
- 0000914190-18-000179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-26 16:46:56
- Reporting Period:
- 2018-04-24
- Accepted Time:
- 2018-04-26 16:46:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7623 | Arts Way Manufacturing Co Inc | ARTW | Farm Machinery & Equipment (3523) | 420920725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1022585 | Jr Ward J Mcconnell | P.o. Box 6219 Kinston NC 28501 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-24 | 20 | $2.60 | 1,747,917 | No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| Common Stock | Acquisiton | 2018-04-25 | 1,000 | $0.00 | 1,748,917 | No | 4 | A | Indirect | By J. Ward McConnell, Jr. Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By J. Ward McConnell, Jr. Living Trust |
| No | 4 | A | Indirect | By J. Ward McConnell, Jr. Living Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.66 | 2011-04-28 | 2021-04-28 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.75 | 2012-04-26 | 2022-04-26 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.40 | 2013-04-25 | 2023-04-25 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $6.15 | 2014-04-29 | 2024-04-29 | 2,000 | 2,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $4.70 | 2015-04-22 | 2025-04-22 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-28 | 2,000 | 2,000 | Direct |
| 2022-04-26 | 2,000 | 2,000 | Direct |
| 2023-04-25 | 2,000 | 2,000 | Direct |
| 2024-04-29 | 2,000 | 2,000 | Direct |
| 2025-04-22 | 2,000 | 2,000 | Direct |
Footnotes
- Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.
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