Filing Details
- Accession Number:
- 0001179110-18-005887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-26 16:19:40
- Reporting Period:
- 2016-06-09
- Accepted Time:
- 2018-04-26 16:19:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610250 | Boot Barn Holdings Inc. | BOOT | Retail-Shoe Stores (5661) | 900776290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623311 | Marie Laurie Grijalva | C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618 | Chief Merchandise Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-09 | 141 | $8.68 | 241 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-20 | 241 | $7.98 | 560 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-06-09 | 141 | $6.57 | 801 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-04-24 | 8,311 | $6.00 | 15,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-24 | 8,311 | $20.00 | 6,725 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-25 | 10,495 | $6.00 | 17,220 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-25 | 10,495 | $20.00 | 6,725 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-26 | 20,444 | $6.00 | 27,169 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-26 | 20,444 | $20.00 | 6,725 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2018-04-24 | 8,311 | $0.00 | 8,311 | $6.00 |
| Common Stock | Options | Disposition | 2018-04-25 | 10,495 | $0.00 | 10,495 | $6.00 |
| Common Stock | Options | Disposition | 2018-04-26 | 20,444 | $0.00 | 20,444 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,564 | 2022-01-27 | No | 4 | M | Direct | |
| 40,069 | 2022-01-27 | No | 4 | M | Direct | |
| 19,625 | 2022-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,924 | Direct |
Footnotes
- On June 9, 2016, in connection with the vesting of shares underlying 382 previously disclosed restricted stock units, the issuer withheld 141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $8.68 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2016, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.
- On May 20, 2017, in connection with the vesting of shares underlying 560 previously disclosed restricted stock units, the issuer withheld 241 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $7.98 per share, the closing price of the common stock on the first trading day following the vesting date. Consists of the number of shares of common stock held by the reporting person as of May 20, 2017, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.
- On June 9, 2017, in connection with the vesting of shares underlying 382 previously disclosed restricted stock units, the issuer withheld 141 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $6.57 per share, the closing price of the common stock on the vesting date. Consists of the number of shares of common stock held by the reporting person as of June 9, 2017, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions.
- Consists of the number of shares of common stock underlying previously disclosed restricted stock units held by the reporting person as of April 26, 2018 that remain subject to time-based vesting.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The options were granted under the Company's 2011 Equity Incentive Plan and are fully vested and currently exercisable.
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