Filing Details

Accession Number:
0001209191-18-026118
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-04-25 17:10:32
Reporting Period:
2017-11-15
Accepted Time:
2018-04-25 17:10:32
Original Submission Date:
2017-11-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374684 Mulesoft Inc MULE Services-Prepackaged Software (7372) 205158650
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1700290 Gary Little 3200 Alpine Road
Portola Valley CA 94028
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-11-15 3,538 $0.00 3,538 No 4 J Indirect See footnote
Class A Common Stock Disposition 2017-11-16 1,769 $22.01 1,769 No 4 S Indirect See footnote
Class A Common Stock Acquisiton 2017-11-15 3,538 $0.00 3,538 No 4 J Indirect See footnote
Class A Common Stock Disposition 2017-11-16 1,769 $22.01 1,769 No 4 S Indirect See footnote
Class A Common Stock Acquisiton 2017-11-15 3,538 $0.00 3,538 No 4 J Indirect See footnote
Class A Common Stock Disposition 2017-11-16 1,769 $22.01 1,769 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 S Indirect See footnote
No 4 J Indirect See footnote
No 4 S Indirect See footnote
No 4 J Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Morgenthaler Partners VIII, L.P. to Morgenthaler Management Partners VIII, LLC and the subsequent pro rata in-kind distribution to its members and assignees, including the trusts associated with the Reporting Person and his family members.
  2. Shares are held by The Scott M. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.60 to $22.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. Shares are held by The Christine C. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
  5. Shares are held by The Allison F. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.