Filing Details
- Accession Number:
- 0001209191-18-026118
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-04-25 17:10:32
- Reporting Period:
- 2017-11-15
- Accepted Time:
- 2018-04-25 17:10:32
- Original Submission Date:
- 2017-11-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374684 | Mulesoft Inc | MULE | Services-Prepackaged Software (7372) | 205158650 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1700290 | Gary Little | 3200 Alpine Road Portola Valley CA 94028 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-11-15 | 3,538 | $0.00 | 3,538 | No | 4 | J | Indirect | See footnote |
Class A Common Stock | Disposition | 2017-11-16 | 1,769 | $22.01 | 1,769 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-11-15 | 3,538 | $0.00 | 3,538 | No | 4 | J | Indirect | See footnote |
Class A Common Stock | Disposition | 2017-11-16 | 1,769 | $22.01 | 1,769 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2017-11-15 | 3,538 | $0.00 | 3,538 | No | 4 | J | Indirect | See footnote |
Class A Common Stock | Disposition | 2017-11-16 | 1,769 | $22.01 | 1,769 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Morgenthaler Partners VIII, L.P. to Morgenthaler Management Partners VIII, LLC and the subsequent pro rata in-kind distribution to its members and assignees, including the trusts associated with the Reporting Person and his family members.
- Shares are held by The Scott M. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.60 to $22.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Shares are held by The Christine C. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
- Shares are held by The Allison F. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.