Filing Details
- Accession Number:
- 0001127602-18-015247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-25 16:42:29
- Reporting Period:
- 2018-04-24
- Accepted Time:
- 2018-04-25 16:42:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344171 | M Judith Docter | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2018-04-24 | 14,767 | $12.97 | 44,332 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 100 | $26.43 | 44,232 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 200 | $26.45 | 44,032 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 100 | $26.48 | 43,932 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 7,567 | $26.50 | 36,365 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 6,800 | $26.53 | 29,565 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2018-04-24 | 20,912 | $14.02 | 50,477 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 490 | $26.43 | 49,987 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 2,920 | $26.45 | 47,067 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 3,090 | $26.48 | 43,977 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 4,500 | $26.50 | 39,477 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-04-24 | 9,912 | $26.53 | 29,565 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-04-24 | 14,767 | $0.00 | 14,767 | $12.97 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-04-24 | 20,912 | $0.00 | 20,912 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-01-23 | No | 4 | M | Direct | |
| 0 | 2023-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 8,945 | Indirect | 401(k) Plan |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Billionaire Hedge Funds
