Filing Details
- Accession Number:
- 0001209191-11-009555
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 21:51:40
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 21:51:40
- Original Submission Date:
- 2010-12-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499482 | L&L Acquisition Corp. | LLAQ | Blank Checks (6770) | 273109518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1400843 | L.p. Investors Llm | 265 Franklin St. 20Th Floor Boston MA 02110 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-26 | 27,123 | $0.02 | 27,123 | No | 4 | P | Direct | |
Common Stock | Disposition | 2010-11-02 | 2,197 | $0.02 | 24,926 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-22 | 5,425 | $0.00 | 19,501 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct |
Footnotes
- These transactions were omitted from the reporting person's first Form 4 filed by the reporting person after its original Form 3 was filed.
- LLM Capital Partners LLC is the manager and LLM Advisors L.P. is the general partner of LLM Investors L.P. (the "Fund"). LLM Advisors LLC is the general partner of LLM Advisors L.P. LLM Capital Partners LLC is the managing member of LLM Advisors LLC. Landers Moseley Capital Group LLC is the managing member of LLM Capital Partners LLC. Patrick J. Landers and Frederick S. Moseley, IV are the members of Landers Moseley Capital Group LLC. Each of LLM Advisors L.P., LLM Advisors LLC, LLM Capital Partners LLC, Landers Moseley Capital Group LLC, Mr. Landers and Mr. Moseley disclaims beneficial ownership of all shares held by the Fund in which it or he does not have a pecuniary interest.
- 2,544 of these shares were forfeited when the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No.333-168949), expired on January 7, 2011. In addition, up to 9,421 of the shares are subject to forfeiture on the five-year anniversary of the closing of the Issuer's initial business combination unless prior to such time the last sales price of the Issuer's common stock equals or exceeds $18.00 per share for any 20 trading days within any 30-trading day period or if the Issuer consummates a subsequent liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their common stock of the Issuer for cash, securities or other property in an amount which equals or exceeds $18.00 per share.