Filing Details

Accession Number:
0000073124-18-000196
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-24 18:30:46
Reporting Period:
2018-04-24
Accepted Time:
2018-04-24 18:30:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328600 R Jana Schreuder 50 South Lasalle Street
Chicago IL 60603
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-04-24 2,627 $108.08 0 No 4 S Indirect 2015 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect 2015 GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,716 Direct
Common Stock 19,839 Indirect By Trust
Common Stock 9,699 Indirect 2016 GRAT
Common Stock 9,882 Indirect 2017 GRAT
Common Stock 10,000 Indirect 2018 GRAT
Common Stock 10,016 Indirect 401(k) as of 3-31-18
Footnotes
  1. Price reflects the weighted average sales price from $108.08 to $108.12. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  2. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  3. Reflects the March 14, 2018 distribution of 2,913 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.