Filing Details
- Accession Number:
- 0001209191-11-009546
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 21:29:47
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 21:29:47
- Original Submission Date:
- 2010-12-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499482 | L&L Acquisition Corp. | LLAQ | Blank Checks (6770) | 273109518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1419964 | John Shermyen | 265 Franklin Street 20Th Floor Boston MA 02110 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-26 | 718,750 | $0.02 | 718,750 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2010-11-02 | 58,219 | $0.02 | 660,531 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-22 | 143,750 | $0.00 | 516,781 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Footnotes
- These transactions were omitted from the reporting person's first Form 4 filed by the reporting person after his original Form 3 was filed.
- Mr. Shermyen is a limited partner of LLM Structured Equity Fund L.P. and as such may also have an indirect pecuniary interest in the shares of the issuer held by LLM Structured Equity Fund LP. to the extent of such limited partnership interest. Mr. Shermyen disclaims any beneficial ownership of shares held by LLM Structured Equity Fund LP.
- 67,406 of these shares were forfeited when the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No.333-168949), expired on January 7, 2011. In addition, up to 249,653 of the shares are subject to forfeiture on the five-year anniversary of the closing of the Issuer's initial business combination unless prior to such time the last sales price of the Issuer's common stock equals or exceeds $18.00 per share for any 20 trading days within any 30-trading day period or if the Issuer consummates a subsequent liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their common stock of the Issuer for cash, securities or other property in an amount which equals or exceeds $18.00 per share.
Billionaire Hedge Funds
