Filing Details
- Accession Number:
- 0001553350-18-000398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-23 21:53:37
- Reporting Period:
- 2018-04-23
- Accepted Time:
- 2018-04-23 21:53:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282224 | Dolphin Entertainment Inc. | DLPN | Services-Personal Services (7200) | 860787790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421302 | Allan Mayer | C/O Dolphin Entertainment, Inc. 2151 Le Jeune Road, Suite 150-Mezzanine Coral Gables FL 33134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-23 | 200 | $2.97 | 360,419 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a pre-arranged, non-discretionary trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $2.95 to $2.99 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.
Billionaire Hedge Funds
