Filing Details
- Accession Number:
- 0001225208-18-007984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-23 19:06:38
- Reporting Period:
- 2018-04-20
- Accepted Time:
- 2018-04-23 19:06:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276501 | R Joseph Martinetto | 211 Main Street San Francisco CA 94105 | Senior Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-20 | 70,000 | $13.64 | 242,330 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-20 | 64,130 | $15.05 | 306,460 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-20 | 60,533 | $16.40 | 366,993 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-20 | 57,852 | $13.91 | 424,845 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-20 | 28,170 | $15.08 | 453,015 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-20 | 28,170 | $54.80 | 424,845 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-20 | 57,852 | $54.80 | 366,993 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-20 | 60,533 | $54.80 | 306,460 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-20 | 64,130 | $54.80 | 242,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-20 | 70,000 | $54.80 | 172,330 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-04-20 | 28,170 | $0.00 | 28,170 | $15.08 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-04-20 | 57,852 | $0.00 | 57,852 | $13.91 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-04-20 | 60,533 | $0.00 | 60,533 | $16.40 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-04-20 | 64,130 | $0.00 | 64,130 | $15.05 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-04-20 | 70,000 | $0.00 | 70,000 | $13.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-01-02 | No | 4 | M | Direct | |
| 0 | 2013-03-01 | 2022-03-01 | No | 4 | M | Direct |
| 0 | 2014-03-01 | 2023-03-01 | No | 4 | M | Direct |
| 0 | 2012-08-01 | 2021-08-01 | No | 4 | M | Direct |
| 0 | 2013-11-01 | 2022-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 622 | Indirect | by ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $54.50 to $55.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The date first exercisable is 1/02/2014.
Billionaire Hedge Funds
