Filing Details
- Accession Number:
- 0000707549-18-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-23 18:04:11
- Reporting Period:
- 2018-04-20
- Accepted Time:
- 2018-04-23 18:04:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343531 | J Patrick Lord | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-04-20 | 4,655 | $193.55 | 9,761 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-20 | 1,553 | $119.67 | 11,314 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-20 | 1,553 | $193.94 | 9,761 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2018-04-20 | 1,553 | $0.00 | 1,553 | $119.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,107 | 2024-03-01 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $193.51 to $193.73, inclusive.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- 33.3% of the stock options will vest on 3/1/18, 3/1/19, and 3/1/20.
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