Home > Insider Trading > Filing (0001127602-18-015116)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1302528	Kevin L Cox	200 Vesey Street, American Express Tower New York NY 10285-5001	Chief Human Resources Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-04-19	11,541	$44.54	19,249	No	4	M	Direct
Common Stock	Acquisiton	2018-04-19	6,589	$44.54	25,838	No	4	M	Direct
Common Stock	Acquisiton	2018-04-19	4,952	$49.23	30,790	No	4	M	Direct
Common Stock	Acquisiton	2018-04-19	11,542	$49.23	42,332	No	4	M	Direct
Common Stock	Disposition	2018-04-19	9,942	$99.50	32,390	No	4	S	Direct
Common Stock	Disposition	2018-04-19	5,657	$100.00	26,733	No	4	S	Direct
Common Stock	Disposition	2018-04-19	4,311	$100.00	22,422	No	4	S	Direct
Common Stock	Disposition	2018-04-19	10,013	$102.50	12,409	No	4	S	Direct
Common Stock	Disposition	2018-04-19	3,854	$99.50	8,555	No	4	S	Direct
Common Stock	Disposition	2018-04-19	6,829	$100.00	35,659	No	4	S	Indirect	by GRAT III
Common Stock	Disposition	2018-04-19	6,831	$102.50	28,828	No	4	S	Indirect	by GRAT III
Common Stock	Disposition	2018-04-26	2,975	$99.50	25,853	No	4	S	Indirect	by GRAT III

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	by GRAT III
No	4	S	Indirect	by GRAT III
No	4	S	Indirect	by GRAT III

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-04-19	11,541	$0.00	11,541	$44.54
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-04-19	6,589	$0.00	6,589	$44.54
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-04-19	4,952	$0.00	4,952	$49.23
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-04-19	11,542	$0.00	11,542	$49.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,589	2012-01-27	2021-01-27	No	4	M	Direct
0	2012-01-27	2021-01-27	No	4	M	Direct
11,542	2013-01-24	2022-01-23	No	4	M	Direct
0	2013-01-24	2022-01-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,872	Indirect	By GRAT II
Common Stock	53	Indirect	by 401(k) Trust

Footnotes

The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."