Filing Details

Accession Number:
0001209191-18-025825
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-23 16:18:00
Reporting Period:
2018-04-23
Accepted Time:
2018-04-23 16:18:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1718108 Surface Oncology Inc. SURF Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1732786 S. David Grayzel C/O Surface Oncology, Inc.
50 Hampshire Street, 8Th Floor
Cambridge MA 02139
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-23 3,181,817 $0.00 4,545,453 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-04-23 100,000 $15.00 4,645,453 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2018-04-23 7,000,000 $0.00 3,181,817 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial publicoffering without payment or further consideration and had no expiration date.
  2. The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is AtlasVenture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. The ReportingPerson owns an interest in AVA IX LP and disclaims beneficialownership of the securities held by Atlas Venture Fund IX, except to the extent of his pecuniary interest therein, if any.