Filing Details
- Accession Number:
- 0001553350-18-000391
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-04-20 18:43:10
- Reporting Period:
- 2018-04-17
- Accepted Time:
- 2018-04-20 18:43:10
- Original Submission Date:
- 2018-04-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282224 | Dolphin Entertainment Inc. | DLPN | Services-Personal Services (7200) | 860787790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421302 | Allan Mayer | C/O Dolphin Entertainment, Inc. 2151 Le Jeune Road, Suite 150-Mezzanine Coral Gables FL 33134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-17 | 1,000 | $2.88 | 357,313 | No | 4 | P | Indirect | By Trust |
| Common Stock | Acquisiton | 2018-04-18 | 741 | $2.92 | 358,054 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
Footnotes
- The purchases reported in this Form 4 were effected pursuant to a pre-arranged, non-discretionary trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- This amendment is being filed to clarify that the price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $2.84 to $2.90 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- These shares are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.
- This amendment is being filed to clarify that the price reported represents the weighted average price of the shares purchased. The prices of the shares purchased in multiple transactions ranged from $2.90 to $2.95 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
