Filing Details
- Accession Number:
- 0001614178-18-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-20 17:01:54
- Reporting Period:
- 2018-04-18
- Accepted Time:
- 2018-04-20 17:01:54
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254015 | Steven Cakebread | One Madison Avenue, Fifth Floor New York NY 10010 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-04-18 | 10,000 | $3.06 | 10,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-04-18 | 10,000 | $13.40 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-04-19 | 10,000 | $3.06 | 10,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-04-19 | 10,000 | $13.69 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-18 | 10,000 | $0.00 | 10,000 | $3.06 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-19 | 10,000 | $0.00 | 10,000 | $3.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
830,000 | 2024-10-01 | No | 4 | M | Direct | |
820,000 | 2024-10-01 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.
- Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.2700 to $13.5800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
- This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.
- Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.5400 to $13.7700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
- Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.