Filing Details
- Accession Number:
- 0001493152-18-005517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-19 18:27:47
- Reporting Period:
- 2018-04-17
- Accepted Time:
- 2018-04-19 18:27:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1076682 | Polarityte Inc. | COOL | Biological Products, (No Disgnostic Substances) (2836) | 061529524 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1691209 | Hansen Jeffrey Dyer | C/O Polarityte, Inc. 1960 S 4250 W Salt Lake City UT 84104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2018-04-17 | 3,000 | $16.57 | 3,000 | No | 4 | P | Indirect | See Footnote |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2018-04-18 | 15,000 | $3.10 | 23,522 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase common stock | Disposition | 2018-04-18 | 15,000 | $0.00 | 15,000 | $3.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 126,000 | 2016-12-07 | 2026-12-07 | No | 4 | M | Direct |
Footnotes
- Represents shares acquired by Jeffrey Dyer IRA ("IRA"). Reporting Person is the Trustee of IRA and in such capacity has dispositive control over the securities held by such entity.
- Options to purchase 141,000 shares of common stock were issued upon Reporting Person's appointment as a director of the Issuer. Options vest in 24 equal monthly installments commencing on the one month anniversary of the grant date.
Billionaire Hedge Funds
