Filing Details
- Accession Number:
- 0001140361-18-019085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-19 17:38:49
- Reporting Period:
- 2018-04-17
- Accepted Time:
- 2018-04-19 17:38:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189049 | J Randall Hogan | 5500 Wayzata Blvd., Suite 600 Golden Valley MN 55416 | Chairman & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-04-17 | 50,000 | $24.78 | 83,055 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-04-17 | 50,000 | $71.00 | 33,055 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2018-04-18 | 50,000 | $24.78 | 83,055 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-04-18 | 50,000 | $72.00 | 33,055 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2018-04-17 | 50,000 | $0.00 | 50,000 | $24.78 |
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2018-04-18 | 50,000 | $0.00 | 50,000 | $24.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 255,253 | 2010-01-02 | 2019-01-02 | No | 4 | M | Direct |
| 205,253 | 2010-01-02 | 2019-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares - Deferral Plan | 60,842 | Indirect | Plan Agent |
| Common Shares - Esop | 2,290 | Indirect | By ESOP |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.
- Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
- One-third of the stock options became exercisable on the first, second and third anniversary of the grant.
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