Filing Details
- Accession Number:
- 0001029744-18-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-18 16:09:51
- Reporting Period:
- 2018-04-16
- Accepted Time:
- 2018-04-18 16:09:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029744 | Sonic Foundry Inc | SOFO | Radio & Tv Broadcasting & Communications Equipment (3663) | 391783372 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537131 | D. Andrew Burish | 8020 Excelsior Drive Madison WI 53717 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-16 | 232,558 | $2.15 | 692,558 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants | Acquisiton | 2018-04-16 | 232,558 | $0.00 | 232,558 | $2.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 232,558 | 2018-04-16 | 2025-04-16 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| 9% Cumulative Voting Convertible Preferred Stock, Series A | 237 | Direct | |
| Common Stock | 30,000 | Indirect | Mr. Burish is trustee for Raquel Burish Trust and disclaims beneficial ownership in the shares. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants | $14.00 | 2014-12-22 | 2019-12-22 | 38,897 | 38,897 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-22 | 38,897 | 38,897 | Direct |
Footnotes
- Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share
- Securities owned include dividends accumulated as of the date of this filing.
- N/A
Billionaire Hedge Funds
