Filing Details
- Accession Number:
- 0001181431-11-010123
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:49:48
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:49:48
- Original Submission Date:
- 2011-02-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399546 | Truett Michael Tate | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-07 | 16,000 | $0.00 | 119,993 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 27,500 | $16.96 | 147,493 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-08 | 27,500 | $38.95 | 119,993 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (righ to buy) | Disposition | 2011-02-08 | 27,500 | $0.00 | 187,500 | $16.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 157,000 | 2008-07-18 | 2017-07-17 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Unit (RSU) award granted on February 7, 2011. Each RSU represents a contingent right to receive one share of the company's common stock once vested. The entire award vests on May 15, 2014, subject in all instances to the reporting person's continuous employment or consulting status with the company.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2010.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $39.40 to $38.24. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The original Form 4 filing on February 9, 2011 incorrectly reported the exercise price as $19.655 per share; the actual price was $16.955 per share as was accurately reported in Table II.
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