Filing Details
- Accession Number:
- 0000919574-18-003087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-17 21:59:59
- Reporting Period:
- 2018-04-13
- Accepted Time:
- 2018-04-17 21:59:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372514 | Eyegate Pharmaceuticals Inc | EYEG | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601086 | Armistice Capital, Llc | 510 Madison Avenue, 22Nd Floor New York NY 10022 | No | No | Yes | No | |
1633584 | Ltd. Fund Master Capital Armistice | 510 Madison Avenue, 22Nd Floor New York NY 10022 | No | No | Yes | No | |
1706140 | Steven Boyd | 510 Madison Avenue, 22Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-04-13 | 7,425,193 | $0.33 | 10,657,723 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-04-13 | 0 | $0.00 | 10,657,723 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-04-13 | 0 | $0.00 | 10,657,723 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-04-16 | 1,159,167 | $0.38 | 11,816,890 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-04-16 | 0 | $0.00 | 11,816,890 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-04-16 | 0 | $0.00 | 11,816,890 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-04-17 | 1,895,610 | $0.44 | 13,712,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-04-17 | 0 | $0.00 | 13,712,500 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-04-17 | 0 | $0.00 | 13,712,500 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2018-04-16 | 5,468,750 | $0.21 | 5,468,750 | $0.32 |
Common Stock | Warrants | Acquisiton | 2018-04-16 | 0 | $0.00 | 0 | $0.32 |
Common Stock | Warrants | Acquisiton | 2018-04-16 | 0 | $0.00 | 0 | $0.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,468,750 | 2018-04-17 | 2023-04-17 | No | 4 | P | Direct |
5,468,750 | 2018-04-17 | 2023-04-17 | No | 4 | P | Indirect |
5,468,750 | 2018-04-17 | 2023-04-17 | No | 4 | P | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $1.50 | 2017-06-14 | 2022-06-14 | 2,000,000 | 2,000,000 | Indirect |
Common Stock | Warrants | $1.50 | 2017-06-14 | 2022-06-14 | 0 | 2,000,000 | Indirect |
Common Stock | Warrants | $1.50 | 2017-06-14 | 2022-06-14 | 0 | 2,000,000 | Indirect |
Common Stock | Warrants | $0.32 | 2018-04-17 | 2023-04-17 | 15,937,500 | 15,937,500 | Direct |
Common Stock | Warrant | $0.32 | 2018-04-17 | 2023-04-17 | 0 | 15,937,500 | Indirect |
Common Stock | Warrant | $0.32 | 2018-04-17 | 2023-04-17 | 0 | 15,937,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-14 | 2,000,000 | 2,000,000 | Indirect |
2022-06-14 | 0 | 2,000,000 | Indirect |
2022-06-14 | 0 | 2,000,000 | Indirect |
2023-04-17 | 15,937,500 | 15,937,500 | Direct |
2023-04-17 | 0 | 15,937,500 | Indirect |
2023-04-17 | 0 | 15,937,500 | Indirect |
Footnotes
- This constitutes the weighted average purchase price. The prices range from $0.30 to $0.351. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The reported securities are directly owned by Armistice Capital Master Fund, Ltd.
- The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd.
- This constitutes the weighted average purchase price. The prices range from $0.329 to $0.395. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- This constitutes the weighted average purchase price. The prices range from $0.393 to $0.492. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- These warrants are currently exercisable, subject to a blocker provision that prevents Armistice Capital Master Fund, Ltd.from exercising the warrants if it would be more than a 9.99% beneficial owner of the Common Shares following such exercise.
- These warrants are currently excercisable, subject to a blocker provision that prevents Armistice Capital Master Fund, Ltd.from exercising the warrants if it would be more than a 4.99% beneficial owner of the Common Shares following such exercise.
- The Series C Convertible Preferred Stock has no expiration date and is convertible at any time at the option of Armistice Capital Master Fund, Ltd., subject to a blocker provision that prevents Armistice Capital Master Fund, Ltd.from converting the Series C Convertible Preferred Stock into Common Shares if it would be more than a 4.99% beneficial owner of the Common Shares following such conversion.