Filing Details
- Accession Number:
- 0001209191-18-025267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-17 20:10:32
- Reporting Period:
- 2018-04-15
- Accepted Time:
- 2018-04-17 20:10:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1327811 | Workday Inc. | WDAY | Services-Computer Processing & Data Preparation (7374) | 202480422 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598140 | James Bozzini | C/O Workday, Inc. 6230 Stoneridge Mall Road Pleasanton CA 94588 | Coo & Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-04-15 | 50,869 | $0.00 | 241,783 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2018-04-16 | 13,721 | $127.13 | 228,062 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 99,235 | Indirect | By Bozzini Revocable Trust dtd 5/10/2004 |
Class A Common Stock | 11,077 | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Class A Common Stock | 11,077 | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Class A Common Stock | 11,077 | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | $2.30 | 2021-02-18 | 5,750 | 5,750 | Direct | |
Class A Common Stock | Stock Option (right to buy) | $7.05 | 2022-05-04 | 43,750 | 43,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-02-18 | 5,750 | 5,750 | Direct |
2022-05-04 | 43,750 | 43,750 | Direct |
Footnotes
- Includes 135,465 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, from original grants consisting of 46,492 RSUs with a grant date of 4/15/2015, 46,492 RSUs with a grant date of 4/15/2016, 66,302 RSUs with a grant date of 4/14/2017, and 50,869 RSUs with a grant date of 4/15/2018, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting dates.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $126.5700 to $127.5699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- This stock option grant became fully vested on January 1, 2017.
- This stock option grant became fully vested on January 1, 2018.