Filing Details
- Accession Number:
- 0001209191-18-025249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-17 19:02:43
- Reporting Period:
- 2018-04-13
- Accepted Time:
- 2018-04-17 19:02:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610853 | Helius Medical Technologies Inc. | HSDT | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1625114 | E Thomas Griffin | C/O Helius Medical Technologies, Inc. 642 Newtown Yardley Road, Suite 100 Newtown PA 18940 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-04-13 | 3,346 | $7.47 | 3,346 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Warrant (Right to Buy) | Acquisiton | 2018-04-13 | 3,346 | $7.47 | 3,346 | $12.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,346 | 2021-04-10 | No | 4 | P | Direct |
Footnotes
- The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $7.47.
- The strike price of the Warrant is CAD$12.25.
- Immediately exercisable.
Billionaire Hedge Funds
