Filing Details
- Accession Number:
- 0001398344-18-005641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-17 16:42:46
- Reporting Period:
- 2018-04-11
- Accepted Time:
- 2018-04-17 16:42:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644771 | Rivernorth Marketplace Lending Corp | RMPLX | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447578 | Rivernorth Capital Management, Llc | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | No | Yes | |
| 1646929 | W. Patrick Galley | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | Yes | No | No | No | |
| 1662166 | H Brian Schmucker | 325 North Lasalle Street Suite 645 Chicago IL 60654 | Officer Of Investment Advisor | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-04-11 | 41,369 | $23.96 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- RiverNorth Capital Management, LLC serves as the adviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings.
Billionaire Hedge Funds
