Filing Details
- Accession Number:
- 0001209191-18-025203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-17 16:42:41
- Reporting Period:
- 2018-04-13
- Accepted Time:
- 2018-04-17 16:42:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8063 | Astronics Corp | ATRO | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 160959303 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182854 | J Peter Gundermann | 130 Commerce Way East Aurora NY 14052 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$.01 Pv Common Stock | Disposition | 2018-04-13 | 2,000 | $36.42 | 11,595 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
$.01 Pv Class B Stock | 531,551 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
$.01 Pv Com Stk | OPTION | $3.27 | 2009-12-09 | 2018-12-09 | 35,451 | 35,451 | Direct |
$.01 Pv Cl B Stk | OPTION | $3.27 | 2009-12-09 | 2018-12-09 | 51,588 | 51,588 | Direct |
$.01 Pv Com Stk | OPTION | $3.27 | 2010-12-03 | 2019-12-03 | 37,480 | 37,480 | Direct |
$.01 Pv Cl B Stk | OPTION | $3.27 | 2010-12-03 | 2019-12-03 | 52,812 | 52,812 | Direct |
$.01 Pv Com Stk | OPTION | $8.82 | 2011-12-02 | 2020-12-02 | 14,700 | 14,700 | Direct |
$.01 Pv Cl B Stk | OPTION | $8.82 | 2011-12-02 | 2020-12-02 | 20,714 | 20,714 | Direct |
$.01 Pv Com Stk | OPTION | $15.63 | 2012-12-01 | 2021-12-01 | 10,700 | 10,700 | Direct |
$.01 Pv Cl B Stk | OPTION | $15.63 | 2012-12-01 | 2021-12-01 | 12,734 | 12,734 | Direct |
$.01 Pv Com Stk | OPTION | $10.58 | 2013-11-29 | 2022-11-29 | 18,700 | 18,700 | Direct |
$.01 Pv Cl B Stk | OPTION | $10.58 | 2013-11-29 | 2022-11-29 | 16,912 | 16,912 | Direct |
$.01 Pv Com Stk | OPTION | $32.72 | 2014-12-11 | 2023-12-11 | 8,300 | 8,300 | Direct |
$.01 Pv Cl B Stk | OPTION | $32.72 | 2014-12-11 | 2023-12-11 | 4,872 | 4,872 | Direct |
$.01 Pv Com Stk | OPTION | $35.46 | 2015-12-11 | 2024-12-11 | 10,100 | 10,100 | Direct |
$.01 Pv Cl B Stk | OPTION | $35.46 | 2015-12-11 | 2024-12-11 | 3,257 | 3,257 | Direct |
$.01 Pv Com Stk | OPTION | $31.88 | 2016-12-03 | 2025-12-03 | 13,700 | 13,700 | Direct |
$.01 Pv Cl B Stk | Option | $31.88 | 2016-12-03 | 2025-12-03 | 2,055 | 2,055 | Direct |
$.01 Pv Com Stk | Option | $36.52 | 2017-12-14 | 2026-12-14 | 14,460 | 14,460 | Direct |
$.01 Pv Com Stk | Option | $40.95 | 2018-12-12 | 2027-12-12 | 26,300 | 26,300 | Direct |
$.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 1,805 | 1,805 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-09 | 35,451 | 35,451 | Direct |
2018-12-09 | 51,588 | 51,588 | Direct |
2019-12-03 | 37,480 | 37,480 | Direct |
2019-12-03 | 52,812 | 52,812 | Direct |
2020-12-02 | 14,700 | 14,700 | Direct |
2020-12-02 | 20,714 | 20,714 | Direct |
2021-12-01 | 10,700 | 10,700 | Direct |
2021-12-01 | 12,734 | 12,734 | Direct |
2022-11-29 | 18,700 | 18,700 | Direct |
2022-11-29 | 16,912 | 16,912 | Direct |
2023-12-11 | 8,300 | 8,300 | Direct |
2023-12-11 | 4,872 | 4,872 | Direct |
2024-12-11 | 10,100 | 10,100 | Direct |
2024-12-11 | 3,257 | 3,257 | Direct |
2025-12-03 | 13,700 | 13,700 | Direct |
2025-12-03 | 2,055 | 2,055 | Direct |
2026-12-14 | 14,460 | 14,460 | Direct |
2027-12-12 | 26,300 | 26,300 | Direct |
1,805 | 1,805 | Direct |
Footnotes
- Sold pursuant to a 10b5-1 trading plan.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.