Filing Details

Accession Number:
0001140361-11-009518
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-02-14 19:39:57
Reporting Period:
2010-12-31
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 19:39:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
203248 Southern Union Co SUG Natural Gas Transmission (4922) 750571592
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349277 J Robert Hack 5444 Westheimer Road
Houston TX 77056-5306
Coo Of Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-31 1,916 $0.00 12,259 No 5 P Indirect 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect 401(k) Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,575 Direct
Common Stock 8,587 Indirect Supplemental Deferred Compensation Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options (Right to Purchase) $16.83 2014-02-06 3,308 3,308 Direct
Common Stock Employee Stock Options (Right to Purchase) $24.06 2015-07-26 768 768 Direct
Common Stock Stock Appreciation Rights $28.07 2016-12-28 10,392 10,392 Direct
Common Stock Stock Appreciation Rights $28.48 2017-12-17 16,925 16,925 Direct
Common Stock Cash Restricted Units $0.00 2,849 2,849 Direct
Common Stock Stock Appreciation Rights $12.55 2018-12-15 35,124 35,124 Direct
Common Stock Cash Restricted Units $0.00 3,268 3,268 Direct
Common Stock Stock Appreciation Rights $21.64 2019-12-15 17,207 17,207 Direct
Common Stock Cash Restricted Units $0.00 4,236 4,236 Direct
Common Stock Stock Appreciation Rights $24.80 2020-12-13 14,074 14,074 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-06 3,308 3,308 Direct
2015-07-26 768 768 Direct
2016-12-28 10,392 10,392 Direct
2017-12-17 16,925 16,925 Direct
2,849 2,849 Direct
2018-12-15 35,124 35,124 Direct
3,268 3,268 Direct
2019-12-15 17,207 17,207 Direct
4,236 4,236 Direct
2020-12-13 14,074 14,074 Direct
Footnotes
  1. This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2010.
  2. This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available on the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2010.
  3. The options are fully vested and exerciseable.
  4. The stock appreciation rights are fully vested and exerciseable.
  5. 8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date restrictions have expired on 2,848 of the cash restricted units.
  6. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, 23,416 stock appreciation rights have vested and are exerciseable.
  7. 4,902 cash restricted units were awarded to the reorting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of GrantDate 2009. To date, restrictions have expired on 1,634 of the cash restricted units.
  8. Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. To date, 5,735 stock appreciation rights have vested and are exerciseable.
  9. 4,236 cash restricted units were awarded to the reorting Person on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2010.
  10. Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on the Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010.