Filing Details
- Accession Number:
- 0001140361-11-009507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:38:40
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:38:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317448 | J Brian Rice | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Evp, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-10 | 7,305 | $46.58 | 143,032 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-02-11 | 1,606 | $47.38 | 141,426 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 11,783 | $40.06 | 153,209 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 16,945 | $38.31 | 170,154 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 16,084 | $7.27 | 186,238 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-14 | 5,118 | $25.16 | 191,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-14 | 49,930 | $46.83 | 141,426 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-14 | 24,000 | $46.91 | 117,426 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-14 | 3,000 | $46.90 | 2,000 | No | 4 | S | Indirect | By Son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-14 | 11,783 | $0.00 | 11,783 | $40.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-14 | 16,945 | $0.00 | 16,945 | $38.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-14 | 16,084 | $0.00 | 16,084 | $7.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-14 | 5,118 | $0.00 | 5,118 | $25.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-17 | No | 4 | M | Direct | |
| 5,648 | 2018-02-11 | No | 4 | M | Direct | |
| 32,168 | 2019-02-10 | No | 4 | M | Direct | |
| 15,351 | 2020-02-08 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of 23,228 shares underlying certain restricted stock units on 2/10/2011.
- Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/10/2011.
- Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of 4,405 shares underlying certain restricted stock units on 2/11/2011.
- Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/11/2011.
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 14, 2011. The actual sale prices ranged from a low of $46.80 to a high of $46.93. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 14, 2011. The actual sale prices ranged from a low of $46.90 to a high of $46.95. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 14, 2011. The actual sale prices ranged from a low of $46.89 to a high of $46.92. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- Immediately.
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