Filing Details

Accession Number:
0001144204-18-020661
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-04-16 14:25:28
Reporting Period:
2016-12-21
Accepted Time:
2018-04-16 14:25:28
Original Submission Date:
2018-01-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674227 Alliance Mma Inc. AMMA () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270809 Mark Shefts C/O Alliance Mma, Inc.
590 Madison Avenue, 21St Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.001 Acquisiton 2017-08-29 183,486 $200,000.00 222,374 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Warrant to Purchase Common Stock Acquisiton 2016-12-21 44,446 $0.00 44,446 $7.43
Common Stock, Par Value $0.001 Warrant to Purchase Common Stock Acquisiton 2017-08-29 0 $0.00 0 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,446 2017-03-02 2021-09-02 No 4 J Direct
0 2018-03-01 2020-08-28 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Par Value $0.001 0 Indirect See Footnote
Footnotes
  1. In addition to the 222,374 shares of common stock held directly, this also includes 151,389 shares held by the Rushcap Group, Inc., of which Mr. Shefts and his spouse, Wanda Shefts, are the sole stockholders. Mr. Shefts has voting and dispositive power over the shares held by the Rushcap Group, Inc.
  2. Warrants allocated to Network 1 Financial Securities, Inc., during the initial public offering that were allocated to Mr. Shefts in conjucntion with initial public offering, prior to Mr. Shefts becoming areporting person.
  3. Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unit price of $1.09 per unit.