Filing Details
- Accession Number:
- 0001144204-18-020661
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-04-16 14:25:28
- Reporting Period:
- 2016-12-21
- Accepted Time:
- 2018-04-16 14:25:28
- Original Submission Date:
- 2018-01-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674227 | Alliance Mma Inc. | AMMA | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270809 | Mark Shefts | C/O Alliance Mma, Inc. 590 Madison Avenue, 21St Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Par Value $0.001 | Acquisiton | 2017-08-29 | 183,486 | $200,000.00 | 222,374 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Warrant to Purchase Common Stock | Acquisiton | 2016-12-21 | 44,446 | $0.00 | 44,446 | $7.43 |
Common Stock, Par Value $0.001 | Warrant to Purchase Common Stock | Acquisiton | 2017-08-29 | 0 | $0.00 | 0 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,446 | 2017-03-02 | 2021-09-02 | No | 4 | J | Direct |
0 | 2018-03-01 | 2020-08-28 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Par Value $0.001 | 0 | Indirect | See Footnote |
Footnotes
- In addition to the 222,374 shares of common stock held directly, this also includes 151,389 shares held by the Rushcap Group, Inc., of which Mr. Shefts and his spouse, Wanda Shefts, are the sole stockholders. Mr. Shefts has voting and dispositive power over the shares held by the Rushcap Group, Inc.
- Warrants allocated to Network 1 Financial Securities, Inc., during the initial public offering that were allocated to Mr. Shefts in conjucntion with initial public offering, prior to Mr. Shefts becoming areporting person.
- Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unit price of $1.09 per unit.