Filing Details

Accession Number:
0001144204-18-020657
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-04-16 14:24:59
Reporting Period:
2017-08-29
Accepted Time:
2018-04-16 14:24:59
Original Submission Date:
2018-01-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674227 Alliance Mma Inc. AMMA Services-Miscellaneous Amusement & Recreation (7990) 475412331
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1684720 Daniel Joel Tracy C/O Alliance Mma, Inc.
590 Madison Avenue, 21St Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.001 Acquisiton 2017-08-29 45,872 $50,000.00 334,860 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Warrant to Purchase Common Stock Acquisiton 2017-08-29 45,872 $0.00 45,872 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,872 2018-03-01 2020-08-28 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.001 Warrant to Purchase Common Stock $1.50 2018-03-01 2020-08-28 25,000 70,872 Indirect
Common Stock, Par Value $0.001 Warrant to Purchase Common Stock $1.75 2018-03-01 2020-08-28 100,000 170,872 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-08-28 25,000 70,872 Indirect
2020-08-28 100,000 170,872 Indirect
Footnotes
  1. In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.
  2. Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.
  3. In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.