Filing Details
- Accession Number:
- 0001144204-18-020655
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-04-16 14:24:38
- Reporting Period:
- 2017-08-29
- Accepted Time:
- 2018-04-16 14:24:38
- Original Submission Date:
- 2018-01-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674227 | Alliance Mma Inc. | AMMA | Services-Miscellaneous Amusement & Recreation (7990) | 475412331 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1684606 | Joseph Gamberale | C/O Alliance Mma, Inc. 590 Madison Avenue, 21St Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Par Value $0.001 | Acquisiton | 2017-08-29 | 220,183 | $240,000.00 | 261,850 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Warrant to Purchase Common Stock | Acquisiton | 2017-08-29 | 220,183 | $0.00 | 220,183 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
242,683 | 2018-03-01 | 2020-08-28 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Par Value $0.001 | 359,343 | Indirect | See Footnote |
Footnotes
- In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC. Mr. Gamberale has voting and dispositive power over theshares held by Ivy Equity Investors, LLC. The address of Ivy Equity Investors, LLC is 2 East 55th Street, Suite 1111, New York, New York 10022. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC.
- Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.