Filing Details

Accession Number:
0001144204-18-020655
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-04-16 14:24:38
Reporting Period:
2017-08-29
Accepted Time:
2018-04-16 14:24:38
Original Submission Date:
2018-01-26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674227 Alliance Mma Inc. AMMA Services-Miscellaneous Amusement & Recreation (7990) 475412331
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1684606 Joseph Gamberale C/O Alliance Mma, Inc.
590 Madison Avenue, 21St Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.001 Acquisiton 2017-08-29 220,183 $240,000.00 261,850 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Warrant to Purchase Common Stock Acquisiton 2017-08-29 220,183 $0.00 220,183 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
242,683 2018-03-01 2020-08-28 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Par Value $0.001 359,343 Indirect See Footnote
Footnotes
  1. In addition to the 261,850 shares of common stock held directly, also includes 359,343 shares held by Ivy Equity Investors, LLC. Mr. Gamberale has voting and dispositive power over theshares held by Ivy Equity Investors, LLC. The address of Ivy Equity Investors, LLC is 2 East 55th Street, Suite 1111, New York, New York 10022. Mr. Gamberale has voting and dispositive power over the shares held by Ivy Equity Investors, LLC.
  2. Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.