Filing Details
- Accession Number:
- 0001140361-18-018552
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-04-13 16:50:20
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2018-04-13 16:50:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1437402 | Ardelyx Inc. | ARDX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611311 | P. David Rosenbaum | C/O Ardelyx, Inc. 34175 Ardenwood Blvd, Suite 200 Fremont CA 94555 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-09 | 2,500 | $0.00 | 4,345 | No | 4 | A | Indirect | See Footnote |
Common Stock | Disposition | 2017-12-27 | 300 | $6.62 | 4,045 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 66,911 | Direct | |
Common Stock | 77,592 | Indirect | See Footnote |
Footnotes
- Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) share of Common Stock for each one (1) RSU upon the vesting thereof.
- Includes 568 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2017.
- The shares are directly held by the Reporting Person's wife.
- The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.
- Includes 270 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2017.