Filing Details
- Accession Number:
- 0001209191-11-009376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:31:14
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:31:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31277 | Eaton Corp | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 340196300 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188586 | H Richard Fearon | Eaton Center 1111 Superior Ave. Cleveland OH 44114 | Vc And Cfo & Planning Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-02-11 | 1,692 | $59.07 | 124,970 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-02-11 | 889 | $112.38 | 124,081 | No | 4 | F | Direct | |
Common Shares | Acquisiton | 2011-02-11 | 25,108 | $59.07 | 149,189 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-02-11 | 25,108 | $112.29 | 124,081 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2011-02-11 | 17,200 | $59.07 | 141,281 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-02-11 | 17,200 | $112.14 | 124,081 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option | Disposition | 2011-02-11 | 1,692 | $0.00 | 1,692 | $59.07 |
Common Shares | Stock Option | Disposition | 2011-02-11 | 25,108 | $0.00 | 25,108 | $59.07 |
Common Shares | Stock Option | Disposition | 2011-02-11 | 17,200 | $0.00 | 17,200 | $59.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,308 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
17,200 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
0 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
Footnotes
- These shares were delivered to the issuer to pay for the applicable option exercise price and withholding tax.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.25 - $112.365. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.13 - $112.25. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.