Filing Details
- Accession Number:
- 0001140361-18-018094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-10 20:02:04
- Reporting Period:
- 2018-04-06
- Accepted Time:
- 2018-04-10 20:02:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1678830 | Bhagwat Swaroop | C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 | Evp & Gm, Protection | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-04-06 | 3,077 | $117.41 | 1,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The transactions reported on this line were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 6, 2018.
- Includes 341 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on May 15, 2017, 239 shares acquired under the issuer's ESPP on November 15, 2017, and the sale of an aggregate of 580 shares that were acquired under the ESPP on April 6, 2018.