Filing Details
- Accession Number:
- 0000091142-11-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:29:45
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:29:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1111599 | W Paul Jones | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Chair, Pres. And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-11 | 700 | $42.29 | 127,096 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 194 | $42.30 | 126,902 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1,906 | $42.30 | 124,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 100 | $42.31 | 124,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 5,094 | $42.31 | 119,802 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 118 | $42.31 | 119,684 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 9 | $42.32 | 119,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 3,000 | $42.32 | 116,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 600 | $42.33 | 116,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1,200 | $42.34 | 114,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 100 | $42.35 | 114,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 300 | $42.35 | 114,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 200 | $42.36 | 114,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 100 | $42.37 | 114,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 300 | $42.37 | 113,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1,100 | $42.38 | 112,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 700 | $42.40 | 112,075 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 599 | $42.42 | 111,476 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-11 | 1 | $42.43 | 111,475 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-11 | 31,800 | $42.22 | 143,275 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-11 | 14,000 | $42.22 | 129,275 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-02-11 | 31,800 | $0.00 | 31,800 | $23.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
101,300 | No | 4 | M | Direct |
Footnotes
- 31,800 Restricted Stock Units were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 31,800 Restricted Stock Units vested on 02/11/2011. As of result of vesting, the Company is obligated to deliver 31,800 shares of Common Stock to the reporting person.
- The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).