Filing Details
- Accession Number:
- 0001140361-18-018077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-10 17:34:49
- Reporting Period:
- 2018-04-06
- Accepted Time:
- 2018-04-10 17:34:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392628 | S Gary Olson | 200 Palmer Street Stroudsburg PA 18360 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-04-06 | 6,200 | $14.75 | 63,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 100 | $14.76 | 63,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 100 | $14.76 | 63,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 600 | $14.77 | 62,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 100 | $14.77 | 62,348 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 100 | $14.77 | 62,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 100 | $14.78 | 62,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 100 | $14.78 | 62,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 100 | $14.79 | 61,948 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 500 | $14.80 | 61,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 200 | $14.80 | 61,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 78 | $14.81 | 61,170 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-06 | 522 | $14.81 | 60,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-04-09 | 203 | $14.75 | 60,445 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-04-10 | 9,003 | $12.35 | 69,448 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2018-04-10 | 9,003 | $0.00 | 9,003 | $12.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,277 | 2009-05-23 | 2018-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,859 | Indirect | By 401(k) |
Common Stock | 130 | Indirect | By Spouse's IRA 1 |
Common Stock | 136 | Indirect | By Spouse's IRA 2 |
Common Stock | 11,986 | Indirect | By ESOP |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2015.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2016.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2017.
- Includes shares of restricted stock which vest at a rate of 25% per year commencing on September 30, 2018.