Filing Details
- Accession Number:
- 0001403256-18-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-10 16:19:00
- Reporting Period:
- 2018-04-06
- Accepted Time:
- 2018-04-10 16:19:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1572628 | S James Levin | C/O Och-Ziff Capital Management Group Llc, 9 W 57Th Street New York NY 10019 | Co-Cio And Head Of Glbl Credit | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Disposition | 2018-04-06 | 29,700 | $2.34 | 2,481,377 | No | 4 | S | Direct | |
Class A Shares | Disposition | 2018-04-09 | 189,505 | $2.29 | 2,291,872 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The Class A Shares were sold at prices ranging from $2.26 to $2.46. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
- The Class A Shares were sold at prices ranging from $2.18 to $2.34. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.