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Home > Insider Trading > Filing (0001664015-18-000006)

Filing Details

Accession Number:: 0001664015-18-000006
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-04-09 18:15:57
Reporting Period:: 2018-04-06

Accepted Time:: 2018-04-09 18:15:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1172706	Uniroyal Global Engineered Products Inc.	UNIR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1035927	R Howard Curd		Ceo & Co-Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-04-06	3,050	$1.95	8,135,548	No	4	P	Direct
Common Stock	Acquisiton	2018-04-06	1,000	$1.90	8,136,548	No	4	P	Direct
Common Stock	Acquisiton	2018-04-06	1,000	$1.95	8,137,548	No	4	P	Direct
Common Stock	Acquisiton	2018-04-09	2,050	$1.90	8,139,598	No	4	P	Direct
Common Stock	Acquisiton	2018-04-09	1,950	$1.95	8,141,548	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	1,619,102	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	stock option	$2.37		2025-07-30	100,000	100,000	Direct
Common Stock	stock option	$3.57		2026-04-07	50,000	50,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-07-30	100,000	100,000	Direct
2026-04-07	50,000	50,000	Direct

Footnotes

1/3 exercisable on each of 7/30/16, 7/30/17 and 7/30/18
1/3 exercisable on each of 4/7/2017, 4/7/2018 and 4/7/2019