Filing Details
- Accession Number:
- 0001209191-18-024157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-06 10:32:26
- Reporting Period:
- 2018-04-04
- Accepted Time:
- 2018-04-06 10:32:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108516 | Worthington Industries Inc | WOR | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 311189815 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554743 | M Catherine Lyttle | 200 Old Wilson Bridge Road Columbus OH 43085 | Vice President-Communications | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-04-04 | 7,500 | $20.21 | 32,059 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-04-04 | 9,000 | $12.05 | 41,059 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-04-04 | 9,000 | $23.10 | 50,059 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-04-04 | 9,000 | $20.47 | 59,059 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-04-04 | 34,500 | $40.65 | 24,559 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Non-qualified stock option (right to buy) | Disposition | 2018-04-04 | 7,500 | $0.00 | 7,500 | $20.21 |
| Common Shares | Non-qualified stock option (right to buy) | Disposition | 2018-04-04 | 9,000 | $0.00 | 9,000 | $12.05 |
| Common Shares | Non-qualified stock option (right to buy) | Disposition | 2018-04-04 | 9,000 | $0.00 | 9,000 | $23.10 |
| Common Shares | Non-qualified stock option (right to buy) | Disposition | 2018-04-04 | 9,000 | $0.00 | 9,000 | $20.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-07-01 | 2018-07-01 | No | 4 | M | Direct |
| 0 | 2011-07-02 | 2020-07-02 | No | 4 | M | Direct |
| 0 | 2012-06-30 | 2021-06-30 | No | 4 | M | Direct |
| 0 | 2013-06-29 | 2022-06-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 535 | Indirect | By 401(k) |
Footnotes
- Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement dated as of 4/2/2018.
- This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year, beginning on the date listed.
- This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.
- This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.
- This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the day the first portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.
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