Filing Details
- Accession Number:
- 0000899243-18-009609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-05 20:07:43
- Reporting Period:
- 2018-04-03
- Accepted Time:
- 2018-04-05 20:07:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574235 | Pulmatrix Inc. | PULM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1415537 | T Mark Iwicki | C/O Pulmatrix, Inc., 99 Hayden Ave., Suite 390 Lexington MA 02421 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-04-03 | 307,000 | $0.00 | 307,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Warrant (right to buy) | Acquisiton | 2018-04-03 | 307,000 | $0.00 | 307,000 | $0.65 |
Common Stock | Series B Warrant (right to buy) | Acquisiton | 2018-04-03 | 307,000 | $0.00 | 307,000 | $0.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
307,000 | 2018-04-03 | 2018-10-03 | No | 4 | P | Direct |
307,000 | 2018-04-03 | 2023-04-03 | No | 4 | P | Direct |
Footnotes
- The reported securities were included within 307,000 Units purchased by the reporting person for $0.65 per Unit. Each Unit consisted of one share of common stock, one Series A Warrant to purchase one share of common stock at an exercise price of $0.65 per share, and one Series B Warrant to purchase one share of common stock at an exercise price of $0.75 per share.