Filing Details
- Accession Number:
- 0001140361-18-017467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-05 19:21:00
- Reporting Period:
- 2018-04-03
- Accepted Time:
- 2018-04-05 19:21:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1646228 | At Home Group Inc. | HOME | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 453229563 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678196 | T Judd Nystrom | At Home Group Inc. 1600 East Plano Parkway Plano TX 75074 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-03 | 3,030 | $9.75 | 43,030 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-03 | 3,030 | $31.75 | 40,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 5,703 | $0.00 | 45,703 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-04-04 | 4,545 | $9.75 | 50,248 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-04 | 4,545 | $32.75 | 45,703 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-03 | 3,030 | $0.00 | 3,030 | $9.75 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2018-04-03 | 155,197 | $0.00 | 155,197 | $31.56 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-04 | 4,545 | $0.00 | 4,545 | $9.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 292,900 | 2023-01-31 | No | 4 | M | Direct | |
| 155,197 | 2025-04-03 | No | 4 | A | Direct | |
| 288,355 | 2023-01-31 | No | 4 | M | Direct |
Footnotes
- This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date.
- This amount includes 5,703 shares deliverable upon vesting and settlement of restricted stock units.
- These options are fully vested.
- Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest with respect to 36,597 of the underlying shares in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021 and with respect to 118,600 of the underlying shares in substantially equal installments on each of April 3, 2021 and April 3, 2022.
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