Home > Insider Trading > Filing (0000004281-11-000046)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4281	Alcoa Inc	AA	Rolling Drawing & Extruding Of Nonferrous Metals (3350)	250317820

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1213732	D Charles Mclane	201 Isabella Street Pittsburgh PA 15212	Executive Vp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-02-11	180,000	$8.33	584,670	No	4	M	Direct
Common Stock	Disposition	2011-02-11	180,000	$17.18	404,670	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-02-11	180,000	$0.00	180,000	$8.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
368,000		2015-01-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,535	Indirect	By Company 401(k) Plan

Footnotes

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.12 to $17.2304. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
This option is part of an option grant that vests in three equal annual installments beginning January 23, 2010. The installment exercised by the reporting person as reported herein vested on January 23, 2010.
Employee stock options are granted without payment of consideration.
In the aggregate, a total of 455,590 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.