Filing Details
- Accession Number:
- 0000100885-18-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-05 10:36:17
- Reporting Period:
- 2018-04-03
- Accepted Time:
- 2018-04-05 10:36:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1690609 | F Elizabeth Whited | 1400 Douglas Street Omaha NE 68179 | Evp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-03 | 5,886 | $57.37 | 65,613 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-03 | 5,886 | $133.80 | 59,727 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 4,782 | $46.80 | 64,509 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-03 | 4,782 | $133.80 | 59,727 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 1,000 | $30.49 | 60,727 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-03 | 1,000 | $133.08 | 59,727 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-03 | 1,000 | $23.64 | 60,727 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-03 | 1,000 | $133.80 | 59,727 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-03 | 2,908 | $133.98 | 56,819 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-04-03 | 1,000 | $0.00 | 1,000 | $23.64 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-04-03 | 1,000 | $0.00 | 1,000 | $30.49 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-04-03 | 4,782 | $0.00 | 4,782 | $46.80 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-04-03 | 5,886 | $0.00 | 5,886 | $57.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-05 | 2019-02-05 | No | 4 | M | Direct |
| 0 | 2011-02-04 | 2020-02-04 | No | 4 | M | Direct |
| 0 | 2012-02-03 | 2021-02-03 | No | 4 | M | Direct |
| 0 | 2013-02-02 | 2022-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,241 | Indirect | By Deferral Account |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2018.
- This transaction was executed in multiple trades at prices ranging from $132.93 to $134.465. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $133.59 to $134.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- This option became exercisable in three equal installments starting one year from the grant date.
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