Filing Details
- Accession Number:
- 0001107468-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-04 17:21:04
- Reporting Period:
- 2018-04-02
- Accepted Time:
- 2018-04-04 17:21:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1107468 | S Peter Hellman | One Baxter Parkway Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2018-04-02 | 3,760 | $33.77 | 25,522 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-04-02 | 3,460 | $64.69 | 22,062 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-04-02 | 300 | $65.27 | 21,762 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-04-02 | 3,760 | $0.00 | 3,760 | $33.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-06 | 2018-05-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1 Par Value | 560 | Indirect | By Spouse |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Hellman on May 6, 2008.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to the stock options granted by BII to Mr. Hellman.
- Price reflects weighted average sales price. Range of prices for transactions are $64.19 through $65.18. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- Price reflects weighted average sales price. Range of prices for transactions are $65.22 through $65.35. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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