Filing Details
- Accession Number:
- 0001209191-11-009391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:24:05
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:24:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809933 | Ecology & Environment Inc | EEI | Services-Engineering Services (8711) | 160971022 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933326 | J Gerhard Neumaier | 368 Pleasant View Drive Lancaster NY 14086 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Acquisiton | 2011-02-11 | 1,585 | $14.77 | 375,518 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2 | Indirect | By general partnership |
Class A Common Stock | 16,885 | Direct | |
Class A Common Stock | 20,361 | Indirect | By IRA account of reporting person |
Footnotes
- Class B Common Stock is convertible one-for-one into Class A Common Stock
- Reporting Person exchanged 5945 shares of his Class A Common Stock for equal number of shares of Class B Common Stock with an existing holder of Class B Common Stock
- Reporting Person's previously filed Form 4 for April 27, 2009 incorrectly stated the total number of Class B share of Common Stock by understating the total by 2,000 of such shares.
- Reporting person is a party to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by certain members of their families and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.