Filing Details
- Accession Number:
- 0001209191-18-023781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-04 17:08:46
- Reporting Period:
- 2018-04-02
- Accepted Time:
- 2018-04-04 17:08:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393612 | Discover Financial Services | DFS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183830 | W David Nelms | 2500 Lake Cook Road Riverwoods IL 60015 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-04-02 | 11,202 | $69.37 | 1,379,463 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-02 | 11,498 | $70.18 | 1,367,965 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-02 | 7,300 | $71.02 | 1,360,665 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.75 to $69.74, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
- Includes 216.68 shares acquired under the Discover Financial Services Employee Stock Purchase Plan on March 31, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.75 to $70.74, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.75 to $71.41, inclusive.
Billionaire Hedge Funds
